Annotated Agentic RL Bibliography¶
This bibliography is a reading map, not a popularity ranking. Primary sources are grouped by the question they answer. Read the cited section before relying on a claim; abstracts are insufficient for implementation details.
For a dependency-ordered course with P0–P3 priorities, exact sections, deferrable material, role-specific routes, time budgets, and required reading artifacts, use the Agentic RL must-read syllabus. This page remains the wider reference shelf.
The scope is Agentic Reinforcement Learning (Agentic RL) for Large Language Models (LLMs).
Foundations¶
- Sutton and Barto — Reinforcement Learning: An Introduction, 2nd ed. (2018). The canonical route through Markov Decision Processes (MDPs), value functions, Monte Carlo, temporal difference learning, policy gradients, and function approximation. Read Chapters 3, 5–7, and 13 first. Book and official draft
- Williams — “Simple Statistical Gradient-Following Algorithms for Connectionist Reinforcement Learning” (1992). The score-function policy gradient estimator underlying modern LLM RL. DOI
- Schulman et al. — “High-Dimensional Continuous Control Using Generalized Advantage Estimation” (2015). Bias–variance control for actor–critic advantage estimates. arXiv
- Schulman et al. — “Trust Region Policy Optimization” (2015). Motivation for constrained policy updates and the predecessor to Proximal Policy Optimization (PPO). arXiv
- Schulman et al. — “Proximal Policy Optimization Algorithms” (2017). Clipped and Kullback-Leibler (KL)-penalized surrogate objectives. Read Equations 6–9 and the implementation details. arXiv
Human feedback and preference optimization¶
- Christiano et al. — “Deep Reinforcement Learning from Human Preferences” (2017). The sample–compare–reward-model–RL loop before its widespread use in language models. arXiv
- Ziegler et al. — “Fine-Tuning Language Models from Human Preferences” (2019). Early preference-model and PPO experiments for language generation. arXiv
- Stiennon et al. — “Learning to summarize from human feedback” (2020). A detailed large-scale language Reinforcement Learning from Human Feedback (RLHF) pipeline with comparison data, reward modeling, and policy optimization. arXiv
- Ouyang et al. — “Training language models to follow instructions with human feedback” (2022). Supervised Fine-Tuning (SFT) → reward model → PPO, data collection, labeler filtering, and evaluation. arXiv
- Bai et al. — “Constitutional AI: Harmlessness from AI Feedback” (2022). Critique/revision SFT and preference labels generated with written principles. arXiv
- Rafailov et al. — “Direct Preference Optimization” (2023). Direct Preference Optimization (DPO) derives an offline preference loss from a KL-regularized reward maximization problem. arXiv
Reasoning, process supervision, and verifiable rewards¶
- Cobbe et al. — “Training Verifiers to Solve Math Word Problems” (2021). Generate many solutions and learn a verifier to select them; an important precursor to verifier-guided reasoning. arXiv
- Lightman et al. — “Let's Verify Step by Step” (2023). Outcome versus process supervision and the PRM800K step-label dataset. arXiv
- Shao et al. — “DeepSeekMath” (2024). Data construction for mathematical continued pretraining plus the original published Group Relative Policy Optimization (GRPO) formulation and training recipe. Read Sections 2–4. arXiv
- Guo et al. — “DeepSeek-R1” (2025). R1-Zero, cold-start data, reasoning RL, rejection-sampled SFT, final all-scenario RL, and distillation. arXiv
- Kimi Team et al. — “Kimi k1.5” (2025). Long-context and multimodal reasoning RL, rollout and curriculum choices, and short Chain-of-Thought (CoT) derivation. arXiv
- Yu et al. — “DAPO: An Open-Source LLM Reinforcement Learning System at Scale” (2025). Decoupled Clip and Dynamic sAmpling Policy Optimization (DAPO) is an open large-scale RL recipe with decoupled clipping, dynamic sampling, token-level loss, and overlong reward shaping. arXiv
- Liu et al. — “Understanding R1-Zero-Like Training” (2025). Analysis of GRPO biases, response-length effects, and the Dr. GRPO correction. arXiv
- Hou et al. — “Single-Rollout Asynchronous Optimization for Agentic Reinforcement Learning” (2026). Single-rollout asynchronous actor–critic, direct double-sided importance masking, faster/frozen-attention critic updates, and skip-observation Generalized Advantage Estimation (GAE). The authors report deployment in Zhipu AI's General Language Model 5.2 (GLM-5.2), while controlled experiments use Qwen3-30B-A3B. arXiv
- Zheng et al. — “Group Sequence Policy Optimization” (2025). Group Sequence Policy Optimization (GSPO) replaces token importance ratios with a length-normalized sequence ratio, clips at response level, derives equal token-gradient weighting, and introduces the GSPO-token stop-gradient construction for customized token credit. arXiv
- Gao et al. — “Soft Adaptive Policy Optimization” (2025). Soft Adaptive Policy Optimization (SAPO) uses a sigmoid ratio surrogate with a smooth gradient gate and asymmetric positive/negative-advantage temperatures; the paper reports controlled Qwen3 experiments and use in Qwen3-VL training. arXiv
Frontier model-family and industrial recipes¶
These sources are especially useful because they expose more than a benchmark table. None is a complete production run manifest; use the case-study evidence labels before transferring a hyperparameter from one model or stage to another.
- Touvron et al. — “Llama 2” (2023). A detailed dense pretraining recipe followed by SFT, reward-model collection, rejection sampling, and PPO. Read it to understand how safety and helpfulness reward models, iterative online preference data, reward routing, and the safety reward model's auxiliary loss interact. arXiv
- Yang et al. — “Qwen2.5 Technical Report” (2024). Documents a broad general/specialist synthetic-data engine and the model-family transition from pretraining through offline and online post-training. arXiv
- Yang et al. — “Qwen2.5-Math Technical Report” (2024). Gives an unusually operational math-data pipeline, reward-model construction, rejection-sampling stage, and GRPO-based online RL stage. arXiv
- Qwen Team — “Qwen3 Technical Report” (2025). Separates long-CoT cold start, reasoning RL, thinking-mode fusion, and general RL, making it useful for studying staged capability acquisition rather than one undifferentiated post-training job. arXiv
- Mistral AI — “Magistral” (2025). Discloses a modified GRPO objective, compositional reward, prompt filtering, asynchronous trainer/generator/ verifier operation, exact small-model settings, and negative ablations. arXiv
- GLM Team — “GLM-4.5” (2025). Connects a 23T-token mixture-of-experts (MoE) base to reasoning, coding, browsing, and agent training, with task/environment construction and specialist consolidation details. arXiv
- GLM Team — “GLM-5” (2026). Describes the Token-In, Token-Out transport, generated software environments, sequential reasoning/agent/general RL, anti-hacking, and parallel on-policy distillation used in a large sparse model. arXiv
- Moonshot AI — “Kimi K2” (2025). Couples a trillion-parameter MoE, MuonClip pretraining, factories for real and synthetic tools, executable environments, multi-source rewards, and high-concurrency code sandboxes. technical report
- Moonshot AI — “Kimi K2.5” (2026). Covers continual multimodal pretraining, text-only agent SFT, joint text/vision RL, efficiency curricula, and Parallel-Agent Reinforcement Learning for a learned orchestrator with frozen subagents. arXiv
- DeepSeek-AI — “DeepSeek-V3.2” (2025). Reports tens of thousands of agent tasks, more than 1,800 environments, specialist RL, mixed consolidation, and a post-training budget exceeding ten percent of the stated pretraining cost. technical report
- ByteDance Seed — “Seed1.5-Thinking” (2025). Combines value-based long-chain-of-thought RL, rule and learned verifiers, mixed objective domains, a streaming rollout system, and concrete cold-start/data operations. arXiv
- Zhao et al. — “VAPO” (2025). A value-based long-reasoning recipe that targets critic bias, heterogeneous sequence lengths, sparse reward, and stable actor-critic optimization. arXiv
- NVIDIA — “Llama-Nemotron” (2025). Shows a multi-stage industrial route through architecture transformation, distillation, synthetic reasoning data, SFT, preference learning, instruction RL, and reasoning RL. arXiv
- NVIDIA — “ProRL” (2025). Studies more than two thousand verifiable-RL steps and the role of KL control, curricula, reference resets, and optimizer resets after apparent convergence. arXiv
- NVIDIA — “Nemotron-Cascade” (2025). Trains domains sequentially through SFT, preference, instruction, math, code, and software-engineering stages; useful for comparing cascades with one unified task mixture. arXiv
- Microsoft Research — “rStar2-Agent” (2025). Exposes a concrete math-plus-Python action protocol, SFT mixture, online difficulty filtering, resample-on-correct group construction, three RL stages, hardware, and paper-to-code differences. arXiv
- Google DeepMind — “Gemini 2.5 Technical Report” (2025). Publicly names verifiable and generative rewards, complex multi-action environments, increased RL compute, and RL from human and critic feedback, while leaving the optimizer and exact mixture undisclosed. technical report
- Hubert et al. — “AlphaProof: Formal Mathematical Reasoning Through Reinforcement Learning” (2025). A verifier-rich specialist system: autoformalized problems, Lean states and tactics, kernel-checked rewards, value-guided AND-OR search, reinforcement learning, and target-specific test-time adaptation. Do not transfer its exact recipe to a general Gemini agent. Nature
Open reproduction and diagnostic artifacts¶
- Hugging Face — Open-R1. A moving, inspectable integration of public reasoning data, distillation, SFT, GRPO, evaluation, and code sandboxes. Pin a revision and call the result an Open-R1 recipe, not a reproduction of DeepSeek's private run. repository
- Guha et al. — “OpenThoughts” (2025). More than one thousand data experiments over math, code, and science sources show how question choice, teacher sampling, verification, and mixture design affect a distilled reasoner. It is supervised distillation, not online RL. arXiv
- Cui et al. — “Process Reinforcement through Implicit Rewards” (2025). Process Reinforcement through IMplicit rEwards (PRIME) learns a causal token-level reward model online from trajectory-level outcomes, then combines its leave-one-out process advantage with the outcome advantage. arXiv
- He et al. — “Skywork Open Reasoner 1” (2025). The Multi-stage Adaptive entropy scheduling for GRPO In Convergence (MAGIC) recipe treats entropy, sequence budget, truncation, data difficulty, policy freshness, and token-global aggregation as jointly controlled training state. arXiv
- Wang et al. — “Group-in-Group Policy Optimization” (2025). Reuses repeated environment states across sampled trajectories to form a second, step-relative comparison group without drawing new counterfactual actions. arXiv
- THUDM slime. A programmable data-buffer architecture joining a Megatron learner with SGLang rollout servers, custom agent/reward generation, weight synchronization, and synchronous/asynchronous placement choices. repository
Reusable distributed trainers, including Agent Lightning and OpenRLHF, are cataloged separately under Training systems.
Agents, tools, memory, and environment interaction¶
- Nakano et al. — “WebGPT” (2021). Browser actions, human demonstrations, comparison data, reward modeling, rejection sampling, and cited answers. arXiv
- Yao et al. — “ReAct” (2022). Interleaved reasoning, action, and observation trajectories. Distinguish prompting/fine-tuning from online RL. arXiv
- Schick et al. — “Toolformer” (2023). Self-labeling useful Application Programming Interface (API) calls and learning them with language-model training; not itself agentic RL. arXiv
- Shinn et al. — “Reflexion” (2023). Verbal feedback stored in episodic memory without weight updates. arXiv
- Wang et al. — “Voyager” (2023). Automatic curriculum, iterative executable feedback, and a skill library in Minecraft with a frozen model. arXiv
- Jin et al. — “Search-R1” (2025). RL for interleaved reasoning and search with retriever observations and outcome reward. arXiv
- Feng et al. — “ReTool” (2025). Reinforcement learning for strategic code-interpreter calls in mathematical reasoning. arXiv
- Ross, Gordon, and Bagnell — “A Reduction of Imitation Learning and Structured Prediction to No-Regret Online Learning” (DAgger, 2011). Explains why behavior cloning accumulates error under policy-induced state shift and how iteratively aggregating current-policy states with expert actions changes the horizon dependence. paper
- Li et al. — “CompactionRL” (2026). Treats model-generated context summaries as trainable policy actions under downstream task reward; uses token-level critic PPO and cross-segment Generalized Advantage Estimation for variable compacted traces. arXiv
- Anthropic — “Effective Harnesses for Long-Running Agents” (2025). Runtime evidence for incremental work, external progress artifacts, version-control state, and structured handoff across context windows. It is harness engineering, not a Claude training-recipe disclosure. engineering post
- Anthropic — “Teaching Claude Why” (2026). Negative and positive evidence on agentic alignment generalization: chat-only alignment does not automatically cover tool settings, principle-rich data can outperform much larger in-distribution sets, and diverse system/tool environments improve held-out behavior. research post
Agentic RL formalization and surveys¶
- Zhang et al. — “The Landscape of Agentic Reinforcement Learning for LLMs” (Transactions on Machine Learning Research, TMLR 2026). Formal one-step versus Partially Observable Markov Decision Process (POMDP) distinction; capability and task taxonomies; environment, benchmark, and framework catalog. Use it for discovery, then cite original works for detailed claims. arXiv
Training systems¶
- Sheng et al. — “HybridFlow: A Flexible and Efficient RLHF Framework” (2024/2025). Dataflow abstraction and resource placement for distributed post-training; the paper corresponding to veRL. arXiv · repository
- Hu et al. — “OpenRLHF” (2024/2025). Ray, vLLM, DeepSpeed, and hybrid placement for scalable language-model RL. arXiv · repository
- Fu et al. — “AReaL” (2025). Asynchronous RL system design and policy-lag handling for large reasoning models. arXiv · repository
- Luo et al. — “Agent Lightning” (2025). Decouples agent execution from optimization and decomposes arbitrary trajectories for hierarchical credit. arXiv · repository
- veRL Agentic RL documentation. Exact-token generation APIs, asynchronous rollout servers, agent loops, and trace support. Pin a repository revision before using source behavior as evidence. documentation
Environments and evaluation¶
- Liu et al. — “AgentBench” (2023). Multi-environment evaluation of LLMs as agents. arXiv
- Zhou et al. — “WebArena” (2023). Reproducible, realistic web environments with functional correctness evaluation. arXiv
- Jimenez et al. — “SWE-bench” (2024). Real repository issues and test-based software-engineering evaluation. arXiv
- Zhou et al. — “SWE-agent” (2024). Agent–computer interface design for repository-level software engineering. arXiv
- Mialon et al. — “GAIA” (2023). Real-world questions requiring reasoning, tools, browsing, and multimodal information. arXiv
- Xie et al. — “OSWorld” (2024). A real computer environment with screenshot/accessibility observations, primitive computer actions, reproducible initial states, and execution-based evaluators. arXiv
- Yao et al. — “\(\tau\)-bench” (2024). Stateful tool–agent–user interaction
with hidden database state, policies, a user simulator, rule-based terminal
evaluation, and the repeated-trial reliability metric
pass^k. arXiv - METR — “Task-Completion Time Horizons of Frontier AI Models” (updated 2026). Fits success probability against skilled-human task duration over a principally software/ML/cyber task suite. Use its 50%/80% horizon as a protocol-specific task-difficulty measure, not agent wall-clock duration or universal automation. report, data, and code
Reward failure and evaluation science¶
- Gao et al. — “Scaling Laws for Reward Model Overoptimization” (2022). Measures proxy-reward optimization against a synthetic gold reward and separates Reinforcement Learning (RL), best-of-N, KL distance, and several Goodhart mechanisms. Read Sections 2–4. arXiv
- Denison et al. — “Sycophancy to Subterfuge” (2024). Trains on a curriculum of increasingly gameable environments and tests generalization toward reward tampering. Read Sections 2–5 and Appendix D. arXiv
- Miller — “Adding Error Bars to Evals” (2024). Independent versus clustered questions, variance reduction, paired model comparison, and prospective power analysis. Read Sections 2–5. arXiv
- OpenAI — “Safety and Alignment in an Era of Long-Horizon Models” (2026). Deployment-derived evidence that persistent models can compose individually plausible actions into an unauthorized trajectory; motivates incident-derived evaluations, instruction-persistence training, trajectory-level monitors, and pause/rollback controls. research post
Explanatory and implementation companions¶
These sources can make a primary paper operational, but they do not supersede its evidence.
- OpenAI — Spinning Up PPO documentation. A compact derivation, pseudocode, implementation, and hyperparameter interface for classical actor–critic PPO. It is an educational continuous-control implementation, not an LLM Agentic RL recipe. documentation
- Hugging Face — “The N Implementation Details of RLHF with PPO” (2023). A reproduction-oriented audit of response generation, padding, position identifiers, reward/value extraction, normalization, rejection sampling, and optimizer differences in an early language-model PPO stack. blog
- Hugging Face — “Open R1: Update #3” (2025). Code-data construction, verifiability failures, sample packing, learning-rate and long-reasoning lessons from an open reproduction effort. Much of the reported work is distillation or SFT rather than online RL. blog
- Google DeepMind — “Specification gaming: the flip side of AI ingenuity” (2020). An illustrated case catalog for reward loopholes and the gap between a specified proxy and intended outcome. blog
How to add a paper¶
An entry should state the precise reason to read the source, not repeat its abstract. Prefer the author's paper, official repository, model card, or dataset card. Record version-specific quantitative claims in the relevant chapter, not in this discovery list. Apply the repository's research standard to every addition.